About Us > Prosperity Capital Advisors

Prosperity Capital Advisors

Prosperity Capital Advisors is an SEC Registered Investment Advisor Firm focused on helping service-oriented, independent financial professionals succeed. PCA stands apart by being relevant, authentic and infused with the passion and skill of a leadership team that knows the value of deep relationships. Instead of sustaining the status quo, we have an enhanced model that aims to dramatically improve the quality of client service by providing the tools, technology and back office resources to advisors.

Investing with confidence today requires an entirely different approach. At Prosperity Capital Advisors, our structured investment management process is driven by our firm’s philosophy and helps us do more for our clients. We achieve this by employing a ‘Best-in-Class’ approach to money manager and fund selection, and choose asset classes that align with our in-depth understanding of client’s needs. As a result, investors achieve more consistent portfolio structure and a more complete advisor relationship.

Our approach is built upon the following four axioms:

  • We are NOT market timers
  • We follow a process that focuses on identifying the most appropriate asset allocation strategy for each client
  • We seek to maintain fully invested allocation strategies
  • Tactical allocation strategy and portfolio rebalancing can enhance overall performance

 

Exceeding clients’ expectations and helping the best get better is our top priority!


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Financial Planning and Advisory Services are offered through Prosperity Capital Advisors ("PCA") an SEC registered investment adviser with its principal place of business in the State of Ohio. PCA and its representatives are in compliance with the current registration requirements imposed upon registered investment advisers by those states in which PCA maintains clients. PCA may only transact business in those states in which it is registered or qualifies for an exemption or exclusion from registration requirements. Any subsequent, direct communication by PCA with a prospective client shall be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides. Dowd & Associates and PCA are separate, non- affiliated entities. PCA does not provide tax or legal advice. (Insurance and Tax Services, etc.) offered through Dowd & Associates are not affiliated with PCA. Information received from this website should not be viewed as investment advice. Content may have been created by a Third Party and was not written or created by a PCA affiliated advisor and does not represent the views and opinions of PCA or its subsidiaries. This site may contain links to articles or other information that may be contained on a third-party website. PCA is not responsible for and does not control, adopt, or endorse any content contained on any third-party website. For information pertaining to the registration status of PCA, please contact the firm or refer to the Investment Adviser Public Disclosure web site (www.adviserinfo.sec.gov). For additional information about PCA, including fees and services, send for our disclosure statement as set forth on Form ADV from PCA using the contact information herein. Please read the disclosure statement carefully before you invest or send money.